The aim of this qualification is to enable candidates to have an understanding of risk in business, the key risks that arise within the financial services industry, the influence of corporate governance, regulation, and codes of conduct, and the approaches that are typically used to identify, reduce and manage specific aspects of risk.
We offer this course to enable candidates to perform to the best of their ability and to give them a competitive advantage with our training material.
The qualification is a regulatory requirement by the Securities & Commodity Authority for a number of job functions within financial services.
Learning Outcome
- Understand the principles of Risk Management
- Gain insight on international Risk Regulation
- Thoroughly understand and differentiate between operational Risk, Credit Risk, Market Risk, Investment Risk, Liquidity Risk, and Model Risk
- Comprehend matter regarding risk oversight and corporate governance
- Know Enterprise Risk Management (ERM)
Why study for this certificate?
- The qualification is a regulatory requirement by the Securities & Commodity Authority for a number of job functions within financial services.
- In the CISI’s qualification pathway, it can be taken as a stand-alone qualification or as the portion of the Investment Operations Certificate (IOC).
- Covers all key risks in financial services – operational, credit, market, investment, and liquidity.
- Globally portable – addresses international issues, reflecting the needs of a worldwide market
Target Audience
- Financial Analyst
- Investment Manager/Investment Chief
- Promoter
- Risk Management Officer
- Internal Audit Officer
Principles of Risk Management
- Introduction to Risk in Business
- Specific Risks in Financial Services
- Emerging considerations for the Financial Services industry
International Risk Regulation
- The Bank for International Settlements
- Basel Regulatory Capital
- Regulatory Risk
- Other Relevant Regulations
Operational Risk
- Definitions of Operational Risk
- Operational Risk Policy
- Operational Risk Framework
- Operational Risk Identification
- Operational Risk Assessment and Measurement
- Managing Operational Risk Element
Credit Risk
- Identification of Credit Risk
- Credit Risk Measurement
- Credit Risk Management Element
Market Risk
- Identification of Market Risk
- Market Risk Management
Investment Risk
- The Measurement of Investment Returns
- Identification, Measurement and Management of Investment Risk
Liquidity Risk
- Identification of Liquidity Risk
- Measurement of Liquidity Risk
- Management of Liquidity Risk Element
Model Risk
- Overview of Model Risk Element
Risk Oversight and Corporate Governance
- Risk Governance within Financial Services Organisations
- Risk Culture and Leadership Element
Enterprise Risk Management (ERM)
- Overview of Enterprise Risk Management (ERM)
Fee Per participant
USD 475
Fees is inclusive of VAT
Language: English
- Overview
-
The aim of this qualification is to enable candidates to have an understanding of risk in business, the key risks that arise within the financial services industry, the influence of corporate governance, regulation, and codes of conduct, and the approaches that are typically used to identify, reduce and manage specific aspects of risk.
We offer this course to enable candidates to perform to the best of their ability and to give them a competitive advantage with our training material.
The qualification is a regulatory requirement by the Securities & Commodity Authority for a number of job functions within financial services.
Learning Outcome
- Understand the principles of Risk Management
- Gain insight on international Risk Regulation
- Thoroughly understand and differentiate between operational Risk, Credit Risk, Market Risk, Investment Risk, Liquidity Risk, and Model Risk
- Comprehend matter regarding risk oversight and corporate governance
- Know Enterprise Risk Management (ERM)
Why study for this certificate?
- The qualification is a regulatory requirement by the Securities & Commodity Authority for a number of job functions within financial services.
- In the CISI’s qualification pathway, it can be taken as a stand-alone qualification or as the portion of the Investment Operations Certificate (IOC).
- Covers all key risks in financial services – operational, credit, market, investment, and liquidity.
- Globally portable – addresses international issues, reflecting the needs of a worldwide market
Target Audience
- Financial Analyst
- Investment Manager/Investment Chief
- Promoter
- Risk Management Officer
- Internal Audit Officer
- Course Outline
-
Principles of Risk Management
- Introduction to Risk in Business
- Specific Risks in Financial Services
- Emerging considerations for the Financial Services industry
International Risk Regulation
- The Bank for International Settlements
- Basel Regulatory Capital
- Regulatory Risk
- Other Relevant Regulations
Operational Risk
- Definitions of Operational Risk
- Operational Risk Policy
- Operational Risk Framework
- Operational Risk Identification
- Operational Risk Assessment and Measurement
- Managing Operational Risk Element
Credit Risk
- Identification of Credit Risk
- Credit Risk Measurement
- Credit Risk Management Element
Market Risk
- Identification of Market Risk
- Market Risk Management
Investment Risk
- The Measurement of Investment Returns
- Identification, Measurement and Management of Investment Risk
Liquidity Risk
- Identification of Liquidity Risk
- Measurement of Liquidity Risk
- Management of Liquidity Risk Element
Model Risk
- Overview of Model Risk Element
Risk Oversight and Corporate Governance
- Risk Governance within Financial Services Organisations
- Risk Culture and Leadership Element
Enterprise Risk Management (ERM)
- Overview of Enterprise Risk Management (ERM)
- Schedule & Fees
-
Fee Per participant
USD 475
Fees is inclusive of VAT
Language: English