CISI Securities

CISI Securities

About the Certificate

This certificate enables candidates to develop thier skills and knowledge of operations within the global marketplace.

Who should attend?

This unit is aimed at operations and administration staff and those involved in all aspects of global custody and settlement

Exam Weighting Per Chapter

  • The Financial Services Industry
  • Asset Classes
  • Markets
  • Primary Markets
  • Secondary Markets
  • Corporate Actions
  • Clearing & Settlement
  • Accounting Analysis
  • Risk & Reward

Why study for this certificate?

  • The qualification will equip you with a broader grasp of the business and regulatory issues faced by senior management.
  • The Advanced Certificate in Global Securities Operations explores the challenges of securities operations and covers best practice techniques used in the profession.
  • It builds upon material covered in the Global Securities Operations unit of the IOC and is a stepping-stone to the Diploma in Investment Operations.

Who should attend?

  • Anti-Money Laundering Officer
  • Broker
  • Clearing Officer
  • Compliance Officer
  • Financial Analyst
  • Operations Manager
  • Risk Management Officer
  • Trading Manager

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