CISI UAE Rules & Regulations

Debt Finance

About this program

This course familiarizes the candidate with the guidelines applicable to the financial and the banking industry in UAE. The qualification focuses on markets and covers key financial principles and products in depth. The qualification also offers an introduction to financial services regulation in the UAE and ensures candidates are provided with an understanding of ethical behavior and acting with integrity.

The qualification is a regulatory requirement by the Securities & Commodity Authority for a number of job functions within financial services.

Who should attend?

Professionals who like to obtain a higher understanding of the UAE Rules and Regulations and work in banking and financial services sectors

Exam Weighting per Chapter

  • The Regulatory Infrastucture
  • Associated Market and Securities Legislation & Practice
  • Authorized Persons
  • Markets
  • Market Conduct Legislation & Regulation
  • Client Protection
  • Trading

Why study for this certificate?

  • The qualification is a regulatory requirement by the Securities & Commodity Authority for a number of job functions within financial services in the UAE.
  • In CISI’s qualification pathway, it can be taken as a stand-alone certificate or part of one of the CISI’s qualifications.
  • Candidates become associated with the rules and regulations of the financial industry in the UAE.

Request In-House Training

Our CISI E-Learning programs are designed to facilitate face-to-face classroom interactions through digital means. They consist of live classes, mock exams, practice tests and review session. Our CISI programs can be highly customized to meet your organizational needs.

Why choose our E-learning platform?

  • Live sessions faciliated by professionals in the relevant field
  • Feedback and progress report on mock exams and practise tests
  • Integrated forum to encourage discussions, questions or concerns
  • Online resources available 24/7

Our CISI distance programs are designed to facilitate face-to-face classroom interactions through digital means across the globe. They consist of recorded lectures, mock exams, practice tests and review sessions. Our CISI programs can be highly customized to meet your organizational needs.

Why choose our E-learning platform?

  • Recorded lectures by professionals in the relevant field
  • Feedback and progress report on mock exams and practise tests
  • Integrated forum to encourage discussions, questions or concerns
  • Online resources available 24/7