CISI Securities
About this program
This certificate enables candidates to develop their skills and knowledge of operations within the global marketplace.
Who should attend?
This unit is aimed at operations and administration staff and those involved in all aspects of global custody and settlement
Exam Weighting per Chapter
Why study for this certificate?
- The qualification will equip you with a broader grasp of the business and regulatory issues faced by senior management.
- The Advanced Certificate in Global Securities Operations explores the challenges of securities operations and covers best practice techniques used in the profession.
- It builds upon material covered in the Global Securities Operations unit of the IOC and is a stepping-stone to the Diploma in Investment Operations.
SCA Mandated Job Functions
- Anti-Money Laundering Officer
- Broker
- Clearing Officer
- Compliance Officer
- Financial Analyst
- Operations Manager
- Risk Management Officer
- Trading Manager