AML & COMPLIANCE
Course Coverage
This course covers an understanding of the essential procedures and controls that firms must have in place to prevent those risks is a fundamental part of this program. Enabling the use of some appropriate tools and resources to combat. It also explains the obligations of firms and their employees under the applicable laws and regulations and the potentially severe consequences for themselves and their firms if they fail to comply with them.
Who is it for?
- Broker Representative
- Compliance Officer / Anti-Money Laundering Officer / Internal Controller
- Trading Manager / Operations Manager / Clearing Officer
- Risk Management Officer
- Promoter
Course Range
This course has been designed to give an overview of the impact of money laundering in the banking and finance sector and the techniques in place to prevent it
Anti-Money Laundering
This course will dive into some methods used to detect and prevent financial fraud including the different types of fraud controls organizations use to decrease the likelihood of fraud occurence.
Financial Fraud
Forensic accounting uses a combination of investigative techniques and auditing to assess anomalies and disputes in financial data.
Forensic Accounting
Cybersecurity is an enterprise-wide risk that is becoming increasingly important to protect and create value for modern-day organizations as they pursue their objectives, strategies and performance.
Cyber Security
This course has been designed to establish a framework for ethical decision making and showcase the importance of building and promoting an ethical culture. Additionally, the course covers the various ethical practises that are adopted and encouraged in a workplace.